We make investment recommendations after we’ve learned about you through our Discovery Process. We educate you on the choices we recommend so the decisions you make are fully informed. This aligns our interests with yours.
Investment and planning services are charged on a fee only basis (fee schedules below). We do not accept commissions of any sort on investments we recommend. However, unrelated to client investing, we do receive fees from our specialty partner M&A firms on business owner referrals we make to them that are successfully sold.
We invest our resources before we ask you to commit your own. When we mutually agree to work together, our relationship formally begins. Before taking on a new client, we talk to decide whether working together will provide long term benefits to each party.
Aggregate AssetsManaged by Advisor |
Breakpoint |
Asset-Based Fee(Payable Quarterly) |
Up to $2,500,000 |
N/A |
0.275% (1.10% annually) |
$2,500,001 – $5,000,000 |
$2,500,000 |
0.225% (0.9% annually) |
$5,000,001 – S10,000,000 |
$5,000,000 |
0.200% (0.8% annually) |
$10,000,001 – $15,000,000 |
$10,000,000 |
0.175% (0.7% annually) |
$15,000,001 – $20,000,000 |
$15,000,000 |
0.150% (0.6% annually) |
$20,000,001+ |
N/A |
0.125% (0.5% annually) |
* Advisory fee:
Includes: Client discovery, wealth planning, investment research, public and private manager access, custom allocation design, ongoing client meetings, daily performance reporting, operational Q&A and implementation, website portal access for secured client lifestyle plan and legacy planning documents.
Excludes: Investment managers’ sub-advisory fees, mutual fund and ETF expense charges, custodial fees, and transaction costs.
We Are Second-Opinion
Portfolio Specialists